摩根大通支付100万美元罚款,问题罕见承认罪在美国金融监管机构的和解中

摩根大通已发出罕见的认罪,并同意向美国市场监管机构支付100万美元的罚款.

The Commodity Futures Trading Commission (CFTC) 没有什么 the trillion-dollar bank admits that it failed to monitor billions of orders from its traders and clients – a mandatory process designed to detect market misconduct.

The banking giant has already 已达成 to pay 8 million to the Office of the Comptroller of the Currency (OCC) and the Federal Reserve Board (FRB) for the same violations.

经过这些支付,CFTC表示将降低最初的20000万美元的结算费用,

今天的决议包括重大处罚,一些事实承认,并任命一名顾问来确保补救.

我们希望这能清楚地表明,CFTC注册商必须采取适当措施,通过测试和其他手段确保交易所直接收录完整的交易和订单数据,并监控订单.

银行尚未发布关于新罚款的声明, 但之前表示自己自报违规行为,

To date, JPMorgan Chase has paid a total of .68 billion in fines to resolve enforcement actions including securities abuses, banking violations, investor protection violations and other offenses, 根据 the public Violation Tracker database.

产生的图片: 半途旅行